Tuesday, June 10, 2014

It's nice to see government agencies share with each other

One of the most frustrating and, I think, silliest things I found when working in Australian government agencies was how almost every department, agency and statutory body developed almost all of its own policies, procedures, software and tools.

There was often 'undercover' sharing - where people in agencies would ask their colleagues in others for copies of their whatever policy, so they could craft one just like it - however there was no central repository where public servants could go and browse standard templated policy documents or access software code developed by other agencies to resolve certain common issues.

At one stage I actively looked at building a research directory for government - either from within an agency, or as a third-party site - where public servants could list the research their agencies had undertaken and the research they needed to access or undertake, so that it could be effectively shared between departments, saving money in re-running research and informing policy decisions.

This attempt didn't get off the ground as senior management strongly felt they had no obligation to share information on the research work conducted with 'THEIR' public dollars with other agencies - even the fact that they'd undertaken it in the first place.

Fortunately most of those senior managers have now retired (literally), and the new crop coming through are realising that, cash and time constrained as they are, that fighting over which agency 'owns' a specific policy, custom software or research that they commissioned gets in the way of productivity, efficiency and cost-effectiveness.

One of the outcomes has been the latest Australian Government whole-of-government website, GovShare.

GovShare had been talked about for nearly five years and has now finally arrived as a central location for agencies to share their work with other agencies to build standardisation and save money across the public service.

As the About page states, GovShare has been designed to support and promote collaboration across the Australian Public Service, and as an online resource it has been provided to APS agencies and their staff to:

  • publish, discover and access a broad range of artefacts used within the APS, such as frameworks, guidelines, policies, standards, architectural models, open source software and a host of other ICT and business artefacts; 
  • explore APS ICT services and solutions through the Agency Online Services Database and Agency Solutions Database; 
  • find skilled people across the APS with expertise in particular fields or products; and 
  • contribute to online discussions using the forum.

This type of sharing helps save money and time in government. It allows agencies to collaborate to design the best possible policies, guidelines and software and then customise it if needed for their specific needs.

While the benefits of the site won't necessarily be clearly visible outside of government circles, the efficiencies it will support will help agencies focus their resources on achieving the goals of government rather than on endlessly recreating the policies already in place elsewhere in government.

The site already contains nearly 2,000 'artefacts' for review, reuse and adaptation, and hopefully over the next few years this will swell as more agencies become active contributors as well as takers from the site.

It will also hopefully expand beyond its ICT roots into other business areas - allowing agencies to share standard communication strategy templates, HR policies, procurement guidebooks and financial guidelines - tools and resources that help public servants understand and abide by the rules the government sets in these areas.

Hopefully the site will expand beyond federal government as well, bringing state and local into the fold. These governments often face the same challenges, often with fewer resources, and GovShare could have a large role to play in reducing costs at all levels of government in Australia.

Ultimately it would be wonderful to see 'packages' of policies and guidelines that a newly created agency or statutory body can simply pick up, adapt and use for their operations.

This would be similar to the 'agency on a USB stick' concept that I've been talking about for several years around a set of software platforms and settings that would allow an agency to put in place a solid set of operational systems in a very short time.

However it is, as yet, early days for GovShare. Its success relies on three things, ongoing support from the department hosting it (Finance), active participation by agencies in 'gifting' their work to a common store for other agencies to access and the political will and nous to not kill the program before it bears fruit.

I hope Govshare will succeed, and think the omens are good. Its journey over the next five years will be interesting to watch.

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Wednesday, June 04, 2014

For a truly open parliament, look to the UK

The UK Government has just released the alpha version of data.parliament.uk - - a site designed to host open data on the UK Parliament and its proceedings.

(An Alpha for those who don't understand the term is a first release of a software product that is usually tested only by the developers).

The alpha release of www.data.parliament.uk
The site represents a new frontier for parliaments - making information on the discussions and deliberations of politicians far more actively available in ways that it can be reused to inform the public.

The site is sparse at the moment - only a few datasets on parliamentary questions, on how MPs have voted (something we don't publish in Australia despite it being common data available in North America and Europe) and briefing papers.

It will be interesting to see how it grows in form, function and data and whether it becomes a truly useful source for citizens.

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Friday, May 30, 2014

Could it ever happen in Australia? 2nd annual Civic Hackathon in the White House

One of the starkest differences between Australia and the US's Government 2.0 movements is the mandate and level of support provided officially by our most influential elected officials.

In the US Government 2.0 has been championed both by the President and by leading politicians on both sides of their political divide. 

Regardless of ideology there has been a recognition by US political institutions that involving citizens more deeply in governance is a necessity in an age when almost every individual voter has access to the world's knowledge, the ability to organise, publish and influence public views in ways unprecedented in history.

An example of this is taking place today. A civic hackathon at the White House organised by the government to marshall the collective brainpower of the country's smartest people to improve one of the US government's most visible Government 2.0 tools.

The #WHhackathon has been organised to build on the US's We The People epetition site, which allows all US citizens to create and contribute to online petitions that, if they reach 100,000 petitioners, receives an official response from the US government.

The US government released the code to We The People in 2012 as open source, allowing governments around the world to reuse it to create their own epetition sites.

More recently the US government created an API for We The People, allowing other petition sites, organisations and individuals to read data from the platform and present it in new ways, creating new services.

The hackathon in the White House is designed to build on this API, creating value for the government and community while increasing government transparency and empowering citizens to influence the representatives elected to govern them.

Could this happen in Australia?

Could an Australian Prime Minister make a public statement, and unbreakable commitment, to openness in government, to investing in initiatives that help citizens participate in the governance of the country and opening up the black box of decision-making to give citizens real ways to influence outcomes?

Could an Australian Prime Minister take a leadership role in recognising that governments can't and no longer have to do all the heavy lifting in designing the systems for government, developing policy and services or achieving positive outcomes for citizens?

Could they invite in voices beyond the usual lobbyist suspects to contribute actively to the success of the country, to help in cutting costs, innovating and transforming our government to meet the challenges of the 21st century?

Well yes - an Australian Prime Minister could.

However we are yet to see one with this vision, and as a result Australia is being left behind.

Australia doesn't lack the ability, we don't lack the expertise in the public sector and we don't lack the technical smarts.

All we lack is political vision and commitment.




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Wednesday, May 28, 2014

How important really is open government to Australians?

The United Nations is currently running a very interesting global consultation asking people about the six issues that matter most to them.

Named myWorld2015 (vote.myworld2015.org), the consultation has attracted over 2.1 million responses from around the world.

Of these, there have been 14,896 responses from Australia (viewable through the data page) - and it is very interesting to see which issues the Australian respondents have put as the most important to them.

The 'usual suspects' are at the top of the list, a good education, access to clean water and sanitation, protecting forests, rivers and oceans and affordable and nutritious food.

Here's where it gets interesting.

The issue that comes fifth for Australians is "an honest and responsive government".

This issue rises to 2nd when looking at male Australian responses, and falls to 6th position when looking at female.

It is the most important issue for Australians aged over 61, ranked third for Australians aged 41-60, 5th for those aged 16-45 and 6th for those aged 15 and under.

Now I should note there's 16 issues to choose from and the only other issue directly relating to government is "political freedoms".

This ranks much lower - 11th for all Australians.



So what can be drawn from this data?

Australians do feel that "honest and responsive government" is a relatively important issue for them - less important than the environment or education, but more important than better healthcare, protection from discrimination or action on climate change.

Wrapped up in this is the notion that governments act in a truthful and upfront way, that they are accountable, transparent and, to some degree at least, open.

So if any Minister or senior public servant questions the value of open government, point them to MyWorld2015 and the views of nearly 15,000 Australians.

It might help them change their mind.

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Monday, May 26, 2014

My Speech at the Sir Rupert Hamer Record Management Awards

On 22nd May 2014 the Public Records Office of Victoria hosted the 16th annual Sir Rupert Hamer Record Management Awards.

While Records Management is not often highly regarded by people outside the field, however it plays a vital role for organisations in retaining a history of their activities and interactions and, when their actions and decisions have public impact, on the history of a state or nation.

I was honoured to be invited to be the keynote speaker and, despite having my iPad stolen at Melbourne Airport, forcing me to fall back on less well constructed notes, gave a speech about the challenges of records management in the digital age.

Unfortunately as my notes had partially been lost I don't have a full record of my speech, but what I do have is included below.

Ladies, gentlemen and distinguished guests,
 It is a great honour to have the opportunity to speak to you tonight on a topic I have become very passionate about – the importance of public records. I wanted to start by share my earliest workplace experience with record keeping. It was in my first job after university, working for a management consultancy as an analyst on Sydney’s north shore in 1992.
 Computers were just coming into offices and my new employer had paid roughly six thousand dollars on a brand-new Apple 2ci for me, with the very latest in word processing and spreadsheet programs – AppleWorks – which many of you have probably never heard of. My first week was spent climbing on desks to network my new computer to the only other computer in the office, operated by the Office Manager, using Appletalk cables. The Office Manager’s computer was probably the most valuable electronic device in the office. She used it to transcribe all of the work by the consultants into formal reports and documents. Every week she diligently backed up her computer to a tape drive. Each month the last four weeks tapes were driven to a bank a few suburbs away and stored in a safety deposit box.
 The IP in that box was the value of the company. One day, a few months after I arrived, I decided to test our backups to ensure that we could retrieve their contents. The Office Manager and I brought back several tapes from the bank and loaded each in turn into the tape recorder. For each we tried to restore all the files that had been stored – a process that took around half an hour. And in each case to her mounting horror, we found the tape was blank. It turned out that none of the tapes she’d been diligently recording for several years had stored any information, because the consultant who had set up the system had made a mistake in the settings, and no-one had ever tested the tapes before. The real value and importance of public records really didn’t strike home for me until three years ago at a conference in Perth where a representative of the WA State Records Office told us a story of how public records saved a man’s life. The story goes something like this – the man’s parents migrated to Australia in the 1940s, bringing with them the little that remained of their lives in Europe. Their names were changed on arrival and they settled in a rural region where they could continue farming as their family had for centuries. They had a son, who was born at home and baptized at the local church – which burnt down some years later, taking all its records with it. The son was never issued with a birth certificate, and as he never aspired to university or to travel, neither he nor his parents ever applied for a passport or other official papers. His parents never bothered to formally become Australian citizens and when setting up bank accounts, mortgages and businesses in the 1970s he was never required to provide a birth certificate or other official documents. Moving ahead to the 21st century, the man’s parents had died and he was still living on their farm. He found himself in financial straits and applied to the government for support for the first time in his life. This brought him to the attention of officials for the first time and, when it became clear he had no birth certificate, no passport, no living relatives and no proof that he was Australian, the government set about the process of having him deported to the country from which his parents came. He didn’t speak the language, had no living family there – even the country had disappeared following the fall of the Soviet Union.
 He tried every avenue of appeal, and when they were all exhausted he went to the WA State Records Office to see if they had any evidence that he had been born and lived in Australia for his entire life. The State Records Office went back through their archives and managed to locate the records of the small rural school he had attended as a child, providing physical documentation of his enrolment when aged 5 years old. On the basis of that information, the Australian Government ended the deportation action and granted him citizenship.
 He was able to access the benefits he was entitled to and to remain living on his farm. This story made me realise how important public records can be. They don’t only capture a record of who we were and why decisions were made. They can also have real impacts on peoples ‘lives. As Record Managers, you’re not just preserving a historic record of what happened, but building a living breathing memory of Australian lives. And I commend you all for this. Record keeping may sometimes be undervalued, but is never unimportant. When I entered government I learnt of the record keeping principles that underpin many of the activities of agencies. Most of my colleagues were diligent record keepers – diligently setting up files for every project and sending folders of printed documents to the warehouses where they were stored. It was harder in my work – which was largely online – there wasn’t always clear guidance on how online communications should be stored as records. At one stage we were instructed to print every page of our websites, and reprint pages every time they changed. Over the three months this was the agency’s policy we printed over 20,000 pages  - and even then I think we missed many of the changes. I also recall the early concern and confusion over social media record keeping in the late 2000s. Should every tweets, posts and update sent or received by an agency be captured and stored, or simply those related to decisions? What tools were available to capture social media messages, and did the government even have the legal right to take copies of updates submitted by other people? I still encounter some concerns and lack of clarity over how to manage digital conversations – and fair enough.
 For the last hundred years record managers have dealt largely in one record format – paper. Governments could easily legislate what was and wasn’t a record. Paper could easily be captured, stored and controlled. They could be easily indexed, sought and found. Paper records could be preserved for hundreds of years - and pending long-term changes to language,  they could be easily read by future generations. However the world of paper records is now disappearing. Ever since the first Australian government websites went live in 1996 we’ve seen a gradual move from physical to digital records. Suddenly many documents no longer ever exist as paper records, except if there’s a conscious choice to print them. Decisions are requested, discussed and resolved via email. Policy documents go through dozens of iterations before anyone thinks to print them. Citizen enquiries arrive via social channels and are resolved in the same way. And suddenly rather than a single format, paper, record managers have had to contend with hundreds of formats, which can appear and disappear over a short time. From WordStar and Wordpress to Tweets and Facebook posts, Pinterest pins and Disquis comments – record keeping has fragmented. Each of these formats can individually be captured, as can their context – the format and conversation thread for which each is a part. However preserving many of them for later access is becoming a challenge.
 Right now it is hard to find working versions of many old word processing programs. In the future it is likely to be hard to find tools that can reproduce government records s in a contextual form from messages on many of today’s social media platforms. Beyond this moving feast of formats, we’ve seen a huge increase and fragmentation in the types of records that governments and the public are generating.
 Alongside the white papers and reports, memos and Ministerial correspondence that governments continue to create, information is increasingly conveyed in shorter, faster and more frequent chunks through emails, tweets and SMS. I can see a future where rebuilding decision-making processes, or responding to Freedom of Information requests, increasingly involves the skills of a jigsaw master. Historians of the future will have an advantage in that so much information is captured and stored, however the ‘bones’ of the past will increasingly need to be pieced together from powdered dust – thousands or millions of small pieces of information. The other main challenge for record keepers into the future is the risk of a digital black hole. Other societies have already found that as information is digitalized more of it is only kept in a transitory way, or is stored in ways difficult to retrieved. When I worked in government, as soon as I left an agency my email address was deleted and all the emails lost – as were my folders and files on the computers I had been assigned. Yes much of this was supposed to be backed up – however it required IT skills and time to restore, a cost impost that agencies could not bear in a wholesale way. Nominally these records were kept, but to be truthful, they could never be easily accessed. This digital black hole is probably the biggest challenge for record management today. While so many records are kept, they are kept in very different ways on different platforms and can be hard to translate into retainable formats while preserving the context and conversations. Records management professionals have to understand how to best preserve each type of record, not simply in paper or even digital files, but in formats that will speak to future generations, providing not only the words but the meaning, the context and the broader environment. They need to do this with an explosion of information and data, while files formats are constantly evolving and within a world of increasing scrutiny. This is an amazingly large challenge, and an important one for the history of the state, Australia and humanity, and fortunately record managers in Victoria have the experience and expertise to take on and be successful at this challenge.

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